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Compliance Monitoring Manager

Job CGV 18869
Market Rates
Full Time
City of London
London
16-11-2019 01:37 PM
A major global banking organisation are looking for Compliance Monitoring Manager to join the wholesale arm of the bank. You will be joining a bank with a truly global presence and one that has experienced great success in recent years.

You will report directly into the Head of Monitoring and the salary is competitive.

Responsibilities:

- Design, maintain and implement Compliance monitoring procedures throughout the bank
- Execute Compliance monitoring reviews in accordance with these procedures
- Carry out thematic and desk-based reviews
- Analyse regulatory change and assess the impact that these will have on the Compliance monitoring plan
- Carry out relevant training in relation to the monitoring plan

Requirements:
- Previous experience of carrying out compliance monitoring within an investment banking environment
- Knowledge of the FCA handbook and its effect on compliance monitoring
- Strong knowledge of wholesale banking products

James Boxall

Manager Compliance

+44 (0)20 3857 5223