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Regulatory Compliance Consultancy x 3

HFNP1985
70,000-110,000
Full Time
Greater London
London
23-12-2019 03:29 PM

Our client has a chiefly wholesale financial services client base. You will be an integral team of the client advisory team and have direct client responsibility 

 This is not a business development role - however a pragmatic and entrepreneurial approach will be advantageous 

Responsibilities

Performing compliance reviews, assessments and making recommendations 
Generating  regulatory solutions and advice 
Managing regulatory projects 
Project activities 
Assisting with the FCA authorisation for client businesses
Advising on regulatory developments


Qualifications

At least three years experience - ideally from another compliance consultancy , or as an in-house compliance specialist - or from the regulator   
Sound knowledge of asset management compliance frameworks

Fergus Hooley

DIRECTOR - COMPLIANCE

+44 (0)20 3857 5225