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Senior Compliance Manager (Investment Oversight)

Full Time
Greater London
24-12-2019 09:40 AM
We are now recruiting for this newly created role 

Our client is a specialist firm based in the heart of London's West-End - its clients are generally asset managers , venture capital  and private equity firms and brokerages for which it provides an array of services

This role will help to lead and develop a team looking after governance , risk and compliance oversight for these clients and their regulatory platform

Key Responsibilities : 

*Compliance Oversight 

*Analysis of regulatory developments and horizon scanning 

*Assist with the execution of compliance monitoring programme 

*Support the Head of Compliance 

*Deliver training 

*Review of financial promotions 


Candidates will have significant buy-side compliance experience - product governance and financial promotions experience will be advantageous

An interest in technology would be very helpful 

Fergus Hooley


+44 (0)20 3857 5225