Show job search
Search for an exact word or phrase
"search query"
Use quotes to search for an exact word or set of words.
Search for either word
query OR query
If you want to search for jobs that may have just one of several words, include OR (capitalized) between the words. Without the OR, your results would typically show only jobs that match both terms.
Exclude a word
NOT query
Add a NOT before a word to exclude all results that include that word. 
Include a "fill in the blank"
query * query
Use an asterisk (*) within a query as a placeholder for any unknown or "wildcard" terms.
Use Ctrl (Command on Mac) to Select Multiple
Use Ctrl (Command on Mac) to Select Multiple
Job type
Use Ctrl (Command on Mac) to Select Multiple
Clear Search

Regulatory Reporting Specialist

Full Time
Greater London
08-01-2020 04:04 PM

Our client is a specialist financial services consultancy

Reporting to the Head of Prudential Practice, you will undertake a varied and rewarding role becoming central to the regulatory reporting and prudential advisory team and participating in the delivery of high-quality projects  You will be ACA, ACCA or CIMA qualified and ideally have experience in prudential and Annex IV reporting and management gained in a client-facing and highly client-focused role.


Summary of Responsibilities:


  • Manage a portfolio of regulatory reporting and prudential advisory client relationships ensuring the highest standards of client service
  • Mentor and supervise team members to deliver excellent client service
  • Participate in the delivery of quality and timely projects, including ICAAP; GABRIEL reporting, Annex IV reporting and financial forecasting
  • Oversee and ensure the quality and timeliness delivery of projects
  • Participate in the management of the economics of client relationships, including pricing and resource allocation
  • Participate in the management of the team
  • Work with the Head of the Prudential Practice and the Partners to identify and implement strategic growth opportunities.
  • Play a leading role to provide a seamless conduct and prudential compliance solution to clients
  • Manage internal relationships within the Prudential Practice,  and with external counterparties (auditors and advisors)

Qualifications, Knowledge and Skills Requirements:


  • Minimum 3 years’ PQE (ACA, ACCA, CIMA)
  • Regulatory knowledge – Prudential rules; plus FCA GABRIEL and Annex IV reporting ideal
  • Governance – business planning; financial forecasting; risk management
  • Experience of prudential reporting and management, including ICAAP and financial projections, for (as applicable) Exempt CAD firms, BIPRU, IFPRU, and full scope AIFMs (including CPMIs), or a willingness to rapidly develop expertise in this area
  • Experience of Annex IV reporting requirements or a willingness to rapidly develop expertise in this area
  • MS Office – proficient, with superior level of functional knowledge and able to build robust schedules & models on Excel
  • Able to perform in an entrepreneurial environment, working in and playing a part in managing a team
  • Able to collaborate within Prudential Practice as well as with other colleagues, clients and service providers, prioritising and working to tight deadlines
  • Attention to detail and constant desire to improve systems and processes in pursuit of operational best practice
  • Proactive communication with excellent verbal written and presentation skills
  • Bring positive energy to the work environment that motivates team mates and colleagues
  • Highly motivated; dedicated to upholding  high-quality standards and customer service focus.


Fergus Hooley


+44 (0)20 3857 5225