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Compliance Associate - Monitoring

Full Time
Greater London
14-09-2020 05:42 PM

We have been instructed to identify a key individual at a leading fund manager which manages a multi-billion asset portfolio


This is a newly created position and will form an integral part of a thriving team


The key focus will be on the monitoring function, however the role has a broad remit

beyond this


Key Responsibilities

*Undertaking compliance monitoring review as part of the compliance monitoring and surveillance


*Advising the business on regulatory matters

*Assisting the CF16 and the deputy in their respective activities




*Candidates must have a minimum of two years compliance monitoring or audit experience from

an asset manager

*Experience of compliance trade and best execution surveillance would be advantageous

Fergus Hooley


07425 325267