Show job search
?
Search for an exact word or phrase
"search query"
Use quotes to search for an exact word or set of words.
Search for either word
query OR query
If you want to search for jobs that may have just one of several words, include OR (capitalized) between the words. Without the OR, your results would typically show only jobs that match both terms.
Exclude a word
NOT query
Add a NOT before a word to exclude all results that include that word. 
Include a "fill in the blank"
query * query
Use an asterisk (*) within a query as a placeholder for any unknown or "wildcard" terms.
 
Sector
Use Ctrl (Command on Mac) to Select Multiple
 
Location
Use Ctrl (Command on Mac) to Select Multiple
 
Job type
Use Ctrl (Command on Mac) to Select Multiple
Clear Search

Compliance Associate - Monitoring

FH1987
£45-55,000
Full Time
Greater London
London
14-09-2020 05:42 PM

We have been instructed to identify a key individual at a leading fund manager which manages a multi-billion asset portfolio

 

This is a newly created position and will form an integral part of a thriving team

 

The key focus will be on the monitoring function, however the role has a broad remit

beyond this

 

Key Responsibilities

*Undertaking compliance monitoring review as part of the compliance monitoring and surveillance

programme

*Advising the business on regulatory matters

*Assisting the CF16 and the deputy in their respective activities

 

Experience

 

*Candidates must have a minimum of two years compliance monitoring or audit experience from

an asset manager

*Experience of compliance trade and best execution surveillance would be advantageous

Fergus Hooley

DIRECTOR - COMPLIANCE

07425 325267