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Compliance Associate - Investment Guidelines

Full Time
City of London
11-08-2021 11:59 AM

We are presently recruiting for an Investment Guidelines Associate at a leading UK fund manager

Reporting into the Deputy Head of Compliance the purpose of the role is to manage the investment guidelines and the pre and post trade alerts.

There is however an opportunity to cross-train in the following areas :

Front office advice

Broker onboarding

Regulatory disclosures

Assisting with the monitoring programme

Prior experience in this field is imperative

Fergus Hooley


07425 325267