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Compliance Manager - Asset Management

Full Time
Greater London
Central London
26-08-2021 03:03 PM

Compliance Manager - Asset Management

Austin Andrew Ltd  London, England, United Kingdom

My client is a dynamic and well-regarded European independent asset manager , managing multi-asset portfolios. It has around 50 staff at its London headquarters and offers a friendly and pleasant working environment

A newly created role is available to help lead the compliance function – whilst NOT assuming the SM16/17 functions , it does offer considerable autonomy

Reporting into the GC and COO

A full specification is available from Fergus Hooley , however key responsibilities will include , inter alia :

· Day to day compliance processes including PA dealing, financial promotions

·Ongoing review of regulatory change

·Onboarding and review of client AML and KYC

·Governance and oversight of LUX fund

·Assisting with company secretarial matters


· Candidates must have proven buy-side compliance experience and enjoy generalist activities.

· A legal regulatory background would be an advantage - perhaps from a law firm

The expectation is that this role will require presence in the firm’s West-End offices on three days of each week - to be agreed

My client will also consider candidates whom are interested in 4 days work per week

For a full and confidential briefing please email me

Fergus Hooley


07425 325267