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Compliance Associate - Private Equity

040785
£55,000
Full Time
Greater London
London
03-03-2022 05:02 PM

This is a newly created role at a leading global organisation

Responsibilities

  • Core administration (user account access, PAD requests, attestations)
  • Updating compliance logs and registers
  • Committee administration (agenda setting, meeting invitations distribution of documents and minute taking)
  • Producing reports on upcoming regulatory change and organizing working groups for the projects
  • Assisting with the preparation and completion of CMP tasks
  • Compiling information and data from teams across the business for various risk assessments
  • Assisting with FCA Connect applications and FCA Reg Data returns
  • Assisting Senior Compliance Manager and Compliance Manager with other compliance related tasks

Experience

  • Degree educated
  • Relevant professional qualification desirable (For example, CISI, ICA)
  • Experience with the FCA Handbook (in particular COBS, FUND, PROD, SYSC)
  • At least two years relevant experience at Fund and Asset Management, in particular Alternative Investment Fund Management (“AIFM”) Firms

Fergus Hooley

DIRECTOR - COMPLIANCE

07425 325267