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Compliance Advisory Associate - Brokerage

Job Title: Compliance Advisory Associate - Brokerage
Contract Type: Permanent
Location: East-Central London
Salary: £50,000
Reference: CGV-18610
Contact Email:
Job Published: July 16, 2018 12:13

Job Description

I am currently working with a highly diverse and well-established full-service brokerage house in their search for a Compliance Advisory Associate. This is an excellent opportunity to join a firm that offers excellent professional development alongside a great work/life balance. You will be reporting into a highly regarded Head of Compliance who promotes a culture of quality over quantity of work.


" Provide Compliance advice across all business areas and product lines
" Maintain an up to date knowledge of regulations and any changes in regulation
" Analyse any changes in regulation and how they may affect the business
" Design and maintain compliance policies and procedures
" Assist in the resolution of any queries from relevant regulators and exchanges
" Assist with compliance monitoring as required


" Previous experience in a Compliance advisory or generalist role from a similar environment
" Strong product knowledge. In particular commodity derivatives and FX
" Sound knowledge of MiFID II
" Ambitious and keen to take on Compliance qualifications
" Analytical and strong communicator
" Educated to degree level

In return you will receive an excellent opportunity to advance your career and gain a broad knowledge of a diverse range of asset classes. The salary on offer is up to £50k plus excellent benefits. All CVs and enquiries to James Boxall at Austin Andrew.