Connecting to LinkedIn...

Compliance Advisory Associate - Full-Service Brokerage

Job Title: Compliance Advisory Associate - Full-Service Brokerage
Contract Type: Permanent
Location: East-Central London
Salary: £60,000
Reference: CGV-18451
Contact Email:
Job Published: November 20, 2017 11:49

Job Description

I am currently working with a highly diverse and well-established full-service brokerage house in their search for a Compliance Advisory Associate. This is an excellent opportunity to join a firm that offers excellent professional development alongside a great work/life balance. You will be reporting into a highly regarded Head of Compliance who promotes a culture of quality over quantity of work.


• Provide Compliance advice across all business areas and product lines
• Maintain an up to date knowledge of regulations and any changes in regulation
• Analyse any changes in regulation and how they may affect the business
• Design and maintain compliance policies and procedures
• Assist in the resolution of any queries from relevant regulators and exchanges
• Assist with compliance monitoring as required


• Previous experience in a Compliance advisory or generalist role from a similar environment
• Strong product and market knowledge. In particular derivatives and FX
• Analytical and strong communicator
• Educated to degree level

In return you will receive an excellent opportunity to advance your career and gain a broad knowledge of a diverse range of asset classes. The salary on offer is £45k-£60k plus excellent benefits. All CVs and enquiries to James Boxall at Austin Andrew.