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Compliance Analyst

Job Title: Compliance Analyst
Contract Type: Permanent
Location: London
Salary: £60,000
Reference: CGV-17221
Contact Email:
Job Published: March 13, 2015 14:35

Job Description

A highly successful retail investment management fund have created a new front office compliance monitoring opportunity in their luxurious West End offices. The firm is predominantly a retail fund but 25% of its AUM is institutional. They have a number of funds including a hedge fund.

This role will work closely alongside the Compliance Monitoring Manager and the Head of Compliance - although you will be given a certain degree of autonomy. The role will have a particular focus on the firm's front office activities, investment operations and outsourced activities. The role will have a high degree of contact with the firm's CIO.

The ideal candidate will have a strong compliance background from within the asset management industry. Front office and investment operations knowledge would strongly enhance an application. The firm uses the Charles River order management system and is currently implementing the Bloomberg BTCA product for monitoring of best execution and market abuse. Experience of these particular systems is preferred but not essential. Salary £45k-£60k plus benefits. CVs and enquiries to James Willacy at Austin Andrew -