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Compliance Analyst

Job Title: Compliance Analyst
Contract Type: Permanent
Location: East-Central London
Salary: £75,000
Reference: CGV-17258
Contact Email:
Job Published: April 01, 2015 17:13

Job Description

A global and multi-faceted Financial Services firm based in the City of London are looking for a Compliance Analyst to join their expanding business. The firm had a record year last year and due to this growth they are looking for a Compliance generalist to work alongside and report directly into the Head of Compliance. You will play an important part in the maintenance and development of the Compliance function.
Your main responsibilities will focus predominantly on the regulatory oversight of various areas of the business including investment management, investment banking and equity sales. You will assist with AML and client on-boarding and also with transaction reporting, and other compliance issues concerning trading. You will assist in the implementation of new regulations and keep up to date with regulatory developments.
You will have a strong background in Compliance having gained exposure to a range of areas within finance. You will ideally have worked or are currently working for a similar multi-faceted Financial Services firm. You will have a broad knowledge of FCA regulation and ideally some exposure to AML. German language skills also preferred but not essential. Salary £50-70K plus benefits. CVs and enquiries to James Boxall at Austin Andrew.