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Compliance Analyst - Monitoring and Surveillance

Job Title: Compliance Analyst - Monitoring and Surveillance
Contract Type: Permanent
Location: London
Salary: £40,000
Reference: CGV-18149
Contact Email:
Job Published: January 25, 2017 17:32

Job Description

I am currently working with one of the world's leading Asset Management firms in their search for a Compliance Analyst to join their Monitoring and Surveillance team. You will be joining one of the most reputable Asset Managers in the industry and be working with a highly experienced Compliance team. This is an initial 12 month Fixed-Term Contract.

Although surveillance is an integral element of this opportunity it will be a multi-faceted role. You will be helping with policies and procedures and report writing. You will be responsible for providing advice to the business based on any findings from your monitoring and surveillance work. You will play a key part in updating the business on any regulatory developments that are relevant and you will update company policies and procedures based on these findings.

You will ideally have previous experience from a financial services firm in a monitoring and/or surveillance role. You will be need to have an analytical mind and be prepared to challenge people in the business. You will have a keen eye for detail and demonstrate an enthusiasm for Compliance in the Asset Management industry. Ideally you will have a sound knowledge of the asset management industry but this is not essential. This is a 12 month Fixed-Term Contract and the salary on offer is £40k/annum plus benefits. All CVs and enquiries to James Boxall at Austin Andrew.