We are exclusively recruiting for a specialist buy-side firm based in the heart of the City of London


The position will report into the Risk and Compliance Director

As well as offering an exceptional benefits package which will include a 17% employer pension contribution and 28 days annual leave it can proudly offer an excellent work life balance culture and compliance friendly investment management team

This is an ideal opportunity for someone who has already gained compliance monitoring experience from an FCA regulated entity - ideally on the buy-side

Key Responsibilities

*Responsible for delivery of CMP

*Act as a lead for pre and post-trade compliance monitoring (Charles River)

*Compliance advisory activities - which may include analysis of new legislation , regulatory reporting and PA dealing oversight

Please get in touch with Fergus Hooley for more information : f.hooley@austinandrew.co.uk