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Compliance Monitoring Manager - Global Investment Bank

Job Title: Compliance Monitoring Manager - Global Investment Bank
Contract Type: Permanent
Location: North West London
Salary: £80,000
Reference: CGV-17941
Contact Email:
Job Published: June 17, 2016 14:59

Job Description

A major global banking organisation are looking for Compliance Monitoring Manager to join the wholesale arm of the bank. You will be joining a bank with a truly global presence and one that has experienced great success in recent years.

You will report directly into the Head of Monitoring and Surveillance and the role is paying between £70k-£80k/annum.

- Design, maintain and implement Compliance monitoring procedures throughout the bank
- Execute Compliance monitoring reviews in accordance with these procedures
- Carry out thematic and desk-based reviews
- Analyse regulatory change and assess the impact that these will have on the Compliance monitoring plan
- Carry out relevant training in relation to the monitoring plan

- Previous experience of carrying out compliance monitoring within an investment banking environment
- Knowledge of the FCA handbook and its effect on compliance monitoring
- Strong knowledge of wholesale banking products

All CVs and enquiries to James Boxall at Austin Andrew.