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Compliance Officer

Job Title: Compliance Officer
Contract Type: Permanent
Location: East-Central London
Industry:
Salary: £80,000
Reference: CGV-17791
Contact Email: j.boxall@austinandrew.co.uk
Job Published: January 25, 2016 17:00

Job Description

A Corporate Advisory house based in the City are looking for a Compliance Officer on a 12 month contract as maternity cover. This firm has achieved amazing success in recent years and are well-renowned in their field. They also offer the opportunity to earn a share in the annual profits of the firm.

You will report into the Head of Compliance and the role will pay between £70k-£80k.

Responsibilities:
- Assist in the creation and implementation of the Compliance Monitoring programme
- Promote a robust Compliance culture within the firm
- Provide senior management with day-to-day Compliance advice
- Carry out AML checks
- Perform admin tasks and carry out training as required

Requirements:
- Proven Compliance experience in a similar Corporate Finance Advisory/Broking environment
- Strong knowledge of FCA regulation
- Knowledge of AML regulation and Takeover Panel rules
- Ability to devise and implement a monitoring programme

All CVs and enquiries to James Boxall at Austin Andrew. j.boxall@austinandrew.co.uk