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Compliance Officer

Job Title: Compliance Officer
Contract Type: Permanent
Location: London
Salary: £75,000
Reference: CGV-17007
Contact Email:
Job Published: December 08, 2014 14:04

Job Description

A boutique investment bank based in the City have an opportunity for a Compliance Officer to take on an all-encompassing role. The firm offers the chance to work in luxurious offices with a well-balanced company culture. You will play an integral part in the Compliance department, reporting to the Head of Compliance.
Your main responsibilities will include regulatory liaison, compliance monitoring to ensure all requirements are met and maintained, advising in relation to ECM/DCM and FICC transactions and also on compliance policies. You will also be required to provide compliance training and management information.
You will have a background in compliance and how to apply this in an investment banking environment. You will have strong knowledge of FSA regulation and applying this in an investment banking environment. You will have the ability to advise on ECM/DCM and FICC transactions. Salary £65-75K plus excellent benefits. CVs and enquiries to James Boxall at Austin Andrew.