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Compliance Officer - Asset Management

Job Title: Compliance Officer - Asset Management
Contract Type: Permanent
Location: London
Salary: £65,000
Reference: CGV-18085
Contact Email:
Job Published: October 24, 2016 14:57

Job Description

A leading Investment Management and Private Equity organisation with circa $5 billion under management have a new Compliance Officer opportunity. You will be working in a small, experienced compliance team and will be based in luxurious Mayfair offices. The firm has an excellent reputation in its niche area.

The role will be a generalist one with a monitoring focus (circa 60%/70% of the time), the role will cover pre and post-trade monitoring, portfolio compliance, SEC and FCA returns, Financial Promotions, AML, thematic reviews and general compliance advisory to the business.

The ideal candidate will have compliance experience ideally from an asset management environment. Candidates from an external audit background will also be considered. Salary £55k-£65k plus benefits and bonus. Contact James Willacy at Austin Andrew for further information.