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Compliance Officer - Boutique Investment Bank

Job Title: Compliance Officer - Boutique Investment Bank
Contract Type: Permanent
Location: West London
Salary: £120,000
Reference: CGV-18598
Contact Email:
Job Published: June 29, 2018 17:17

Job Description

I'm currently working with a highly regarded boutique investment bank based in the West End in their search for a Compliance Officer to be based out of their London office. This is a newly created role and so offers the chance for someone to build this role from the ground up. You will be working with a group of dedicated and intelligent people in a flat structure.

This is essentially a generalist compliance position where you will be devising and implementing a compliance monitoring plan and monitoring and implementing relevant regulatory changes. You will be providing advice to the business and will have heavy interaction with all levels of staff across the business. You will also have various AML and Financial Crime related tasks as required such as KYC and onboarding. As mentioned this role will evolve as time progresses so no day will be the same and there will always be opportunities to learn.

This role will also develop into a CF10/11 position within the next 12-18 months.

Ideally you will come from a similar sized boutique investment bank or corporate finance house and will have worked in a generalist capacity. My client are also willing to consider people from an Advisory function or Control Room function of a larger bank, providing the candidate is willing and capable of taking on a broader ever-changing Compliance position. The salary on offer is between £80k-£120k depending on the experience of the candidate. There is also a good benefits package and a discretionary bonus. All CVs and enquiries to James Boxall at Austin Andrew.