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Compliance Officer - Brokerage

Job Title: Compliance Officer - Brokerage
Contract Type: Permanent
Location: East-Central London
Salary: £50,000
Reference: CGV-18443
Contact Email:
Job Published: November 09, 2017 16:49

Job Description

I am currently working with a leading City-based brokerage house in their search for a Senior Compliance Officer. This is a specialist CFD/FX brokerage that has recently been growing and as such, they are keen to bolster their Compliance team. This will report directly into the Head of Compliance.

Essentially this is a role with generalist Compliance responsibilities. You will be expected to assist and lead in areas across Financial Crime and Regulatory Compliance, including compliance monitoring. You will also play a key role in the implementation of MiFID II.

Previous Compliance experience from an FX/CFD brokerage house will be highly beneficial as will knowledge of MiFID II, although this is not an absolute prerequisite. You will be prepared to take on a hands-on role in a growing firm and will be happy working autonomously. In return, the salary on offer is £50k-£60k plus excellent benefits. Please send all CVs and enquiries to James Boxall at Austin Andrew.