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Compliance Officer - Control Room and Advisory

Job Title: Compliance Officer - Control Room and Advisory
Contract Type: Permanent
Location: East-Central London
Salary: £85,000
Reference: CGV-18377
Contact Email:
Job Published: August 14, 2017 18:10

Job Description

I am currently working with a leading Global Investment Bank in their search for a new Compliance Officer. This opportunity is unique in that it offers the successful candidate an opportunity to work across both Control Room Compliance and Advisory Compliance. You will be working alongside a highly experienced Chief Compliance Officer and will have the opportunity to work as part of a small and cohesive Compliance team.

You will have responsibility for all Control Room duties including; maintenance of Grey and Restricted Lists, testing and monitoring of information barrier's effectiveness, review of research and monitoring of conflicts of interests. As mentioned, you will also have broader Compliance Advisory responsibilities so this is a great opportunity for someone to accelerate their Compliance career.

The successful candidate will have prior experience from an Investment Bank Control Room. You will have the desire to expand your Compliance skillset into advisory and will have a strong knowledge of banking and/or securities, with an emphasis on managing public/private side barriers. The salary on offer is up to £80k plus excellent benefits. All CVs and enquiries to James Boxall at Austin Andrew.