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Deputy Head of Compliance - Corporate Broker

Job Title: Deputy Head of Compliance - Corporate Broker
Contract Type: Permanent
Location: East-Central London
Salary: £100,000
Reference: CGV-18530
Contact Email:
Job Published: March 20, 2018 11:03

Job Description

I am currently working with one of the leading corporate broking houses in the City in their search for a Deputy Head of Compliance. This is an excellent opportunity to join an ambitious firm with a small compliance team. You will be working with a highly experienced Head of Compliance and will be given real autonomy to influence the compliance function from day one.

You will have a broad range of Compliance responsibilities as this is a generalist role but one of the first essential tasks will be to update the company's policies and procedures. You will also have oversight of a Compliance Assistant and you will be responsible for company-wide training in relation to Compliance. You will also be responsible for the company's transaction reporting and will have to provide advice to the business regularly.

You will have previous experience as either a senior compliance generalist in a broking environment or you will be a mid-level compliance professional with experience from a corporate broking background, looking for a step up. This is a firm with an excellent culture and a settled staff. If you want to join a growing and highly successful firm then please apply. The salary on offer is up to £100k plus benefits and bonus. All CVs and enquiries to James Boxall at Austin Andrew.