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Head of Compliance - Corporate Finance

Job Title: Head of Compliance - Corporate Finance
Contract Type: Permanent
Location: East-Central London
Salary: £130,000
Reference: CGV-17792
Contact Email:
Job Published: January 25, 2016 16:18

Job Description

A Corporate Advisory house based in the City are looking for a Head of Compliance to strengthen their compliance function. This firm has achieved amazing success in recent years and are well-renowned in their field. They also offer the opportunity to earn a share in the annual profits of the firm.

You will report into the CFO and the role will pay between £110k-£130k.

- Manage a small team
- Create and implement the Compliance Monitoring programme
- Implement appropriate Money-Laundering controls
- Hold CF10 and CF11
- Develop a robust Compliance culture within the firm

- Proven Compliance experience in a similar Corporate Finance Advisory/Broking environment
- Strong knowledge of FCA regulation
- Strong decision making and team management capabilities
- Knowledge of AML regulation and Takeover Panel rules
- Ability to devise and implement a monitoring programme

All CVs and enquiries to James Boxall at Austin Andrew.