I have an urgent opportunity for a Head of Compliance to join a small but growing brokerage house in the City of London. This is a great opportunity to join a firm that will grant you with real autonomy and that will give you unrivalled access to senior stakeholders. There will also be the chance to build out a team underneath you in the coming years.

You will be responsible for all compliance-related matters within the firm. This will include monitoring of sales processes and working with the business to find solutions to issues that may arise. You will build out and maintain all processes and policies within the firm and you will manage all AML processes. You will be expected to take on the CF10 and CF11 functions. You will also be expected to travel to international offices as required.

You will have previous Compliance and AML experience from a FX/CFD Brokerage environment. You will ideally have previously held CF10/11 or will be Deputy/Manager looking for a step up in responsibility. The salary on offer is between £80k-£100k. All CVs and enquiries to James Boxall at Austin Andrew. j.boxall@austinandrew.co.uk