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Suitability & File Reviews - Wealth Manager

Job Title: Suitability & File Reviews - Wealth Manager
Contract Type: Permanent
Location: London
Salary: £40,000
Reference: CGV-18567
Contact Email:
Job Published: April 23, 2018 18:36

Job Description

A growing wealth management business in Central London have a new compliance and suitability opportunity. The company has grown from 10 to 40 employees over the last couple of years and focuses on wealth management, pension transfers and has a number of UCITS funds.

They're looking to hire someone to join their small compliance and focus on file reviews (with a focus on the pensions business). You will cover other areas of compliance; complaint investigations, horizon scanning and compliance monitoring

The ideal candidate will have strong suitability and file review experience ideally from a wealth management environment. Pensions experience would enhance an application. The firm will consider a temp-to-permanent arrangement but will also look at permanent candidates - salary £35k-£40k. CVs and enquiries to James Willacy at Austin Andrew.