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Trade Surveillance Associate - Brokerage

Job Title: Trade Surveillance Associate - Brokerage
Contract Type: Permanent
Location: East-Central London
Salary: £55,000
Reference: CGV-18658
Contact Email:
Job Published: October 11, 2018 12:39

Job Description

I am currently working with growing online brokerage firm in their search for TWO Trade Surveillance Associates. This is a great opportunity to join a high-achieving firm with a great culture. There will be plenty of opportunity to progress as the firm continues to grow and you will be able to make an impact from day one.

This is a role that is focussed on trade surveillance so prior experience in trade surveillance is key. Ideally you will come from a small to medium sized bank/broker but this is flexible providing you have the knowledge required to carry on manual trade and market surveillance. A sound knowledge of Market Abuse Regulation and FCA COBS rules in relation to Best Execution will be essential.

The salary on offer is between £45k-£55k plus benefits with the potential to earn a cash bonus and earn shares. All CVs and enquiries to James Boxall at Austin Andrew.