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Compliance Monitoring Manager

Job VAC 18816
£55,000
Full Time
City of London
London
16-11-2019 01:49 PM
We are exclusively recruiting for a specialist buy-side firm based in the heart of the City of London. The position will report into the Risk and Compliance Director.

As well as offering an exceptional benefits package which will include a 17% employer pension contribution and 28 days annual leave it can proudly offer an excellent work life balance culture and compliance friendly investment management team.

This is an ideal opportunity for someone who has already gained compliance monitoring experience from an FCA regulated entity - ideally on the buy-side.

Key Responsibilities
  • Responsible for delivery of CMP
  • Act as a lead for pre and post-trade compliance monitoring (Charles River)
  • Compliance advisory activities - which may include analysis of new legislation , regulatory reporting and PA dealing oversight

Fergus Hooley

DIRECTOR - COMPLIANCE

+44 (0)20 3857 5225