Show job search
?
Search for an exact word or phrase
"search query"
Use quotes to search for an exact word or set of words.
Search for either word
query OR query
If you want to search for jobs that may have just one of several words, include OR (capitalized) between the words. Without the OR, your results would typically show only jobs that match both terms.
Exclude a word
NOT query
Add a NOT before a word to exclude all results that include that word. 
Include a "fill in the blank"
query * query
Use an asterisk (*) within a query as a placeholder for any unknown or "wildcard" terms.
 
Sector
Use Ctrl (Command on Mac) to Select Multiple
 
Location
Use Ctrl (Command on Mac) to Select Multiple
 
Job type
Use Ctrl (Command on Mac) to Select Multiple
Clear Search

Senior Compliance Manager (Investment Oversight)

FH241219
£90,000
Full Time
Greater London
London
24-12-2019 09:40 AM
We are now recruiting for this newly created role 

Our client is a specialist firm based in the heart of London's West-End - its clients are generally asset managers , venture capital  and private equity firms and brokerages for which it provides an array of services

This role will help to lead and develop a team looking after governance , risk and compliance oversight for these clients and their regulatory platform

Key Responsibilities : 

*Compliance Oversight 

*Analysis of regulatory developments and horizon scanning 

*Assist with the execution of compliance monitoring programme 

*Support the Head of Compliance 

*Deliver training 

*Review of financial promotions 


Experience 


Candidates will have significant buy-side compliance experience - product governance and financial promotions experience will be advantageous

An interest in technology would be very helpful 



Fergus Hooley

DIRECTOR - COMPLIANCE

+44 (0)20 3857 5225