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Compliance Specialist - Buy-Side

LH1066
60,000
Full Time
Greater London
London
18-12-2020 11:32 AM
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We're recruiting for a boutique buy-side firm based in the City of London - it has a friendly and collegiate culture

A full specification is available however key responsibilities will include :

*Maintaining the compliance monitoring programme

*Onboarding new clients

*Reviewing financial promotions

*Policy and procedures

Experience

Candidates must have FCA regulatory knowledge

Prior experience of AIFMs and UCITS will be deeply advantageous

Additionally a CISI qualification will be of interest to our client

Fergus Hooley

DIRECTOR - COMPLIANCE

07425 325267
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