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Compliance Analyst - Investment Management/Prop Trading

Job Title: Compliance Analyst - Investment Management/Prop Trading
Contract Type: Permanent
Location: East-Central London
Salary: £50,000
Reference: CGV-18244
Contact Email:
Job Published: April 03, 2017 16:58

Job Description

I am currently working with a market-leading trading and asset management house in the City of London in their search for a generalist Compliance Officer to join the team. The firm are currently undergoing aggressive expansion and as such need an industrious Compliance Officer looking to take the next rewarding step in their career. You will be working alongside a fantastic team with a great company culture.

As mentioned, this is a generalist position so you will be getting involved in a broad range of Compliance activities such as trade surveillance and trade reporting in accordance with MiFID II and EMIR. You will be carrying out firm-wide monitoring and risk reviews and you will be assisting in the writing and drafting of firm-wide policies and procedures. You will also be providing compliance advice and training across the firm.

This really is a fantastic opportunity with a firm that is growing rapidly. The ideal candidate will have previous Compliance experience in a generalist capacity from a similar firm. They will have a strong knowledge of equities and derivatives and will have a thorough knowledge of the FCA handbook. The firm offers a salary between £35k-£50k plus excellent benefits. All CVs and enquiries to James Boxall at Austin Andrew.