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Compliance Manager - City Asset Manager

Job Title: Compliance Manager - City Asset Manager
Contract Type: Permanent
Location: London
Salary: £75,000
Reference: CGV-18587
Contact Email:
Job Published: June 05, 2018 16:38

Job Description

The UK arm of a well-established US asset manager has a new Compliance Manager opportunity based in their City of London offices. The UK business was established relatively recently and you will be joining an entrepreneurial environment with a 'start up' feel. Their AUM is growing and the Compliance Manager will be an important member of the London business. The US parent is a leader in its particular field.

Working closely with the General Counsel (who currently undertakes compliance activities) this will be a generalist role and you would cover: compliance advisory to the business; monitoring regulatory changes across relevant jurisdictions and consequent implementation; compliance monitoring; working with US compliance where required; review of marketing and distribution from a legal and compliance perspective and other tasks (gifts & entertainment, PA dealing for example).

The ideal candidate will have generalist compliance experience from an asset management / buy-side environment. Exposure to and strong experience of MIFID; AIFMD regulatory compliance; and UCITS compliance would be highly beneficial. Salary dependent on experience but in the region of £65k-£85k. CVs and enquiries to James Willacy at Austin Andrew -