We have a new Compliance Manager opportunity with a growing, predominantly equity focused, investment management and alternatives firm with over $15 billion under management. The firm has grown significantly in recent years and has grown through both performance and acquisition. The opportunity has arisen due to an internal move into Enterprise Risk Management.

The role will focus predominantly on Investment Compliance (60%-70%) spanning pre- and post-trade compliance, best execution and market abuse monitoring and investigating potential breaches of investment guidelines and restrictions. Coding ability would be very useful. You will also cover responsibilities such as shareholding and short-selling disclosures and assist with key regulatory projects as and when required.

The ideal candidate will have a strong investment compliance background and experience working with an investment manager or hedge fund. It is fully expected that this role will growing and take on increasing responsibility in time. Basic salary range £60k-£80k plus benefits including pension, bonus. Contact James Willacy at Austin Andrew for further information - j.willacy@austinandrew.co.uk