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Compliance Manager - Private Bank

Job Title: Compliance Manager - Private Bank
Contract Type: Permanent
Location: London
Salary: £55,000
Reference: CGV-16843
Contact Email:
Job Published: September 12, 2014 12:30

Job Description

A very well established Private Bank and Wealth Management organisation with a long track record of profitability and success have created a new Compliance Manager opportunity in their City of London office. This is a truly outstanding opportunity to join a highly skilled team of compliance practitioners who are well regarded within the Private Banking world. The organisation prides itself on the way it treats its employees and work-life balance.

This is a broad role covering the following areas: T&C requirements for the front office; running the compliance monitoring programme; compliance training; registration and record-keeping of Approved Persons; monitoring regulatory change; financial promotions; FCA and PRA returns and compliance advisory.

The ideal candidate will have strong compliance experience from a Private Banking, Wealth Management or Private Client Investment Management environment. Wealth Management qualifications would enhance an application. Salary up to £55k plus benefits. CVs and enquiries to James Willacy at Austin Andrew.