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Compliance Manager - RegTech Consulting

Job Title: Compliance Manager - RegTech Consulting
Contract Type: Permanent
Location: London
Salary: £65,000
Reference: CGV-18238
Contact Email:
Job Published: April 04, 2017 19:02

Job Description

We have a new compliance opportunity at 'Senior Associate' or 'Compliance Manager' level with a boutique compliance and regulatory consulting firm based in the West End. The firm has an established client base of mainly buy-side firms throughout London and you will run a small team of highly-driven consultants. The firm is at the forefront of the regtech 'revolution' and is one of the market leaders with their innovation and disruption in this area of the compliance world.

The role will involve advising clients on compliance procedures and regulations, preparing FCA authorisation applications and liaising with the FCA. The role will also entail drafting compliance manuals and other compliance documentation (such as policies and reports) for clients.

This is an outstanding opportunity to work with a portfolio of hedge funds, private equity firms, asset managers and trading firms.

The ideal candidate will have strong compliance and regulatory experience from the buy-side (including knowledge of AIFMD, MiFID and the FCA Handbook). Client-facing experience from a consulting or another fee-generating environment would be beneficial but is by no means a pre-requisite. You will have a strong desire to work in an entrepreneurial environment. Salary negotiable but circa £55k-£65k plus bonus, benefits. Contact James Willacy at Austin Andrew for further information.