Connecting to LinkedIn...

Compliance Officer - Asset Management

Job Title: Compliance Officer - Asset Management
Contract Type: Permanent
Location: London
Salary: £40,000
Reference: CGV-18444
Contact Email:
Job Published: November 07, 2017 13:58

Job Description

We have a new compliance opportunity with a very well established asset management firm based in the heart of the West End. The firm was founded 20 years ago and has over £7 billion under management - it's known for its very low turnover of staff.

Working alongside both the Head of Compliance and General Counsel, you will take a lead on the compliance monitoring programme and regulatory reporting. One of your projects will be to improve or automate these processes. You will also be required to deal with queries and exceptions in accordance with the Pre and Post Trade Compliance Procedures and to Code and develop new rules regarding the compliance monitoring systems.

The ideal candidate will have compliance experience alongside strong data analysis and Excel skills. Asset Management would be beneficial as would experience of Market Abuse Surveillance and Transaction Cost Analysis. Salary negotiable depending on experience - CVs and enquiries to James Willacy at Austin Andrew.