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Compliance Surveillance VP

Job Title: Compliance Surveillance VP
Contract Type: Permanent
Location: East-Central London
Salary: £100,000
Reference: CGV-17607
Contact Email:
Job Published: September 14, 2015 17:06

Job Description

A top-tier investment banking organisation based in the City have an opportunity for an AML Trade Surveillance professional to join their surveillance team. The firm offers the chance to work as part of a team that covers all areas of AML/Financial Crime, including market abuse, CTF, Sanctions and ABC.

Your main responsibilities will include investigating and reviewing all escalations that are received. This may include further escalation to the regulator. There will be an expectation that you will escalate in accordance with the firm's policies and procedures. You will cover all forms of market abuse and suspicious activity reporting. You may also be required to carry out MI reports and carry out training.

The ideal candidate will come from a trading background and will then have moved into AML/financial crime. You will have a strong knowledge of financial markets and products and you will have a sound knowledge of AML/ABC legislation and regulation. Salary £80k-£100k/annum. All CVs and enquiries to James Boxall at Austin Andrew.