I am currently working with an exciting, technology-driven interdealer brokerage firm in London. They are looking for a Head of Compliance to join their small but growing team. This role will report directly into the CEO who has a wealth of financial services experience from top tier firms.

You will take on a broad, generalist compliance role and take on CF10, 10a and 11. You will have ultimate oversight for the compliance function but will also be expected to be involved in the wider business plan. The CEO values compliance as an integral part of a firm's success and values what compliance can bring to the table from a business perspective.

The firm also builds its own proprietary monitoring systems. Someone who is keen to get involved in the development of these systems from a compliance perspective would suit.

This is an excellent opportunity for someone to step up into a standalone Head of Compliance position. Knowledge of equities and/or fixed income highly advantageous. For more senior candidates there may also be the opportunity to earn equity in the business which could be life changing. Base salary is £90k-£100k. All CVs and enquiries to James Boxall at Austin Andrew. j.boxall@austinandrew.co.uk